For broker dealers who were dreading the full implementation of the Fixed Income Quotation rule, SEC rule 15c2-11, staff once again granted relief. On November 22, 2024, fixed income broker-dealers ...
Washington, D.C.--(Newsfile Corp. - September 16, 2020) - The Securities and Exchange Commission today adopted amendments to Exchange Act Rule 15c2-11, an important component of the over-the-counter ...
In a long-anticipated development, the Securities and Exchange Commission (the “SEC”) has proposed amendments to Rule 15c2-11 (the “Rule”) under the Securities Exchange Act of 1934 to clarify that the ...
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